Testimonials

“Advice and knowledge was outstanding. Most importantly my business and the commercial requirements were understood which led to pragmatic recommendations.”

Director of Compliance, Investment Bank

“Equipped with real practical experience which is invaluable and refreshing.”

CF10a, Large Wealth Management Firm

"Finally, someone to give us advice that made sense and also considered the size of our business today together with our future objectives. Proportionate advice is hard to come by."

CEO, Small Brokerage Firm.

“Over the last 5 years we have really struggled with getting the right advice when it comes to CASS. I can finally say the search is over”

CF10a, Global Investment Bank

“Worth every penny and more. It was an absolute pleasure”

CF10a, Large Asset Manager

“Real talent and knowledge is hard to come by in the City today – I knew these ladies before Rosediem and can vouch for the fact that they know their stuff”

Managing Director, Global Investment Bank

“If it wasn’t for dedicated help and support during our remediation program we may not have got to the other side”

CF10a, Broker Dealer

“Professional, highly skilled and a pleasure to work with. Our client was impressed.”

Consultancy Firm

"One of the biggest brains in CASS compliance today. Finally, a real subject matter expert"

Managing Director, Global Investment Bank

"A winning combination of talent, knowledge and the ability to communicate with all levels of personnel"

Director Compliance, Investment Bank

"Rosediem were the only firm to spot the inherent issues with our professionally drafted intermediary contracts. They also gave us the solution, together with comfort that our operational processes are now in line with our contacts. This is something no other firm nor our external lawyers could do."

Head of Legal, Fund Manager

"I asked for help with CASS which was provided to a market leading standard. I also ended up with market leading advice on my operational practices, governance arrangements and my infrastructure around exchange traded derivatives. Thoroughly impressed!"

Head of Operations and CF10a, Large Investment Manager

"Advice and knowledge was outstanding. More importantly my business and the commercial requirements were understood which led to pragmatic recommendations"

Head of Prime, Large Broker Dealer & Investment Bank

"Rosediem were the best we have worked with so far. It was refreshing that they could understand our model quickly and teach us so much. We deal with every large audit firm as an outsource provider and can confirm that no one else can match this standard of quality and technical expertise."

Operations Head, Outsource Provider