Other Services
SOME EXAMPLES OF OUR OTHER SERVICE OFFERINGS
- Committee Attendance (Board Meetings, Steering Committees);
- Help establishing what the introduction of SMCR means for your business;
- Helping firms adapt their organizational arrangements in preparation for MiFID II;
- Review and Design of Governance Arrangements;
- Conduct Of Business (COBS) Advice for MiFID Investment Business;
- SYSC Advice – from a Systems and Controls perspective, as well as the Review and Design of Outsourcing Oversight Arrangements;
- Review and Design of Operational Risk and Control Frameworks – from a Micro level up to an Enterprise risk level;
- Design of Compliance Monitoring Second Line of Defence Frameworks;
- Review of the Design of Operational Processes such as reconciliation, balance sheet Substantiation, Record Keeping and Capture of Complete Population;
- Regulatory Training and Soft Skills Training. Soft Skills Training Includes In-House Trusted Advisor Workshops for Control Functions and Supporting Offices;
- Operations and Compliance Secondments;
- CASS Health Check;
- Management of Roles and Responsibilities in Financial Services;
- Outsourcing Models and Oversight Framework Advice;
- Reviews of Operational Effectiveness;
- Internal Audit Support and Framework Advice; and
- Governance Reviews and Framework Implementation.
